-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DTXiTwRtuh7buciQmbHTGxZZCkcraT8KulBnR9czRPJ52rcWx3ba2s/SsPjV792d LG3SgAJG7oz2yKZ73W09KA== 0001072613-01-500195.txt : 20010223 0001072613-01-500195.hdr.sgml : 20010223 ACCESSION NUMBER: 0001072613-01-500195 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010214 GROUP MEMBERS: ARTHUR J. MARKS GROUP MEMBERS: C. RICHARD KRAMLICH GROUP MEMBERS: C. VINCENT PROTHRO GROUP MEMBERS: CHARLES W. NEWHALL, III GROUP MEMBERS: CORNELIUS C. BOND, JR. GROUP MEMBERS: FRANK A. BONSAL, JR. GROUP MEMBERS: NANCY L. DORMAN GROUP MEMBERS: NEA PARTNERS IV, LP GROUP MEMBERS: NEA SOUTHWEST PARTNERS, LP GROUP MEMBERS: NEA SPECTRA PARTNERS, LP GROUP MEMBERS: NEW ENTERPRISE ASSOCIATES IV LTD PARTNERSHIP ET AL GROUP MEMBERS: SOUTHWEST ENTERPRISE ASSOC. GROUP MEMBERS: SPECTRA ENTERPRISE ASSOC., LP GROUP MEMBERS: THOMAS C. MCCONNELL SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: NETSOLVE INC CENTRAL INDEX KEY: 0001071342 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER INTEGRATED SYSTEMS DESIGN [7373] IRS NUMBER: 752094811 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: SEC FILE NUMBER: 005-57987 FILM NUMBER: 1539420 BUSINESS ADDRESS: STREET 1: 12331 RIATA TRACE PARKWAY CITY: AUSTIN STATE: TX ZIP: 78727 BUSINESS PHONE: 5123403000 MAIL ADDRESS: STREET 1: 12331 RIATA TRACE PARKWAY CITY: AUSTIN STATE: TX ZIP: 78727 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: NEW ENTERPRISE ASSOCIATES IV LTD PARTNERSHIP ET AL CENTRAL INDEX KEY: 0000937837 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 1119 ST PAUL STREET CITY: BALTIMORE STATE: MD ZIP: 21202 MAIL ADDRESS: STREET 1: 1119 ST PAUL STREET CITY: BALTIMORE STATE: MD ZIP: 21202 SC 13G/A 1 sch13g_10548.txt SCHEDULE 13G - AMENDMENT #1 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1 )* --- NetSolve, Incorporated - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, $.01 par value per share - -------------------------------------------------------------------------------- (Title of Class of Securities) 64115J106 - -------------------------------------------------------------------------------- (CUSIP Number) December 31, 2000 - -------------------------------------------------------------------------------- (Date of Event Which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 12 Pages - ------------------- ------------------ CUSIP NO. 64115J106 13G PAGE 2 OF 12 PAGES - ------------------- ------------------ ITEM 1(A). NAME OF ISSUER: NetSolve, Incorporated ITEM 1(B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: 12331 Riata Trace Parkway, Austin, Texas 78727 ITEM 2(A). NAMES OF PERSONS FILING: New Enterprise Associates IV, Limited Partnership ("NEA IV"), Spectra Enterprise Associates, Limited Partnership ("Spectra" and together with NEA IV, the "Funds") and Southwest Enterprise Associates, Limited Partnership ("SEA"); NEA Partners IV, Limited Partnership ("NEA Partners IV"), which is the sole general partner of NEA IV, NEA Spectra Partners, Limited Partnership ("Spectra Partners" and together with NEA Partners IV, the "GPLPs"), which is a general partner of Spectra, and NEA Southwest Partners, Limited Partnership ("Southwest Partners"), which is a general partner of SEA; and Cornelius C. Bond, Jr. ("Bond"), Frank A. Bonsal, Jr. ("Bonsal"), Nancy L. Dorman ("Dorman"), C. Richard Kramlich ("Kramlich"), Arthur J. Marks ("Marks"), Thomas C. McConnell ("McConnell"), Charles W. Newhall III ("Newhall"), and C. Vincent Prothro ("Prothro") (collectively, the "General Partners"). Bond, Kramlich, Marks and Newhall are individual general partners of each GPLP. Dorman, and McConnell are individual general partners of NEA Partners IV. Prothro is an individual general partner of SEA. The persons named in this paragraph are referred to individually herein as a "Reporting Person" and collectively as the "Reporting Persons." ITEM 2(B). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: The address of the principal business office of NEA IV, NEA Partners IV, Spectra, Spectra Partners, Bonsal, Dorman, Marks and Newhall is New Enterprise Associates, 1119 St. Paul Street, Baltimore, Maryland 21202. The address of the principal business office of Bond, Kramlich and McConnell is New Enterprise Associates, 2490 Sand Hill Road, Menlo Park, California 94025. The address of the principle business office of SEA is 14305 Inwood Road, Suite 101, Dallas, Texas 75244. The address of the principal business office of Prothro is Dallas Semiconductor, 4401 Beltwood Parkway South, Dallas, Texas 75244. ITEM 4. OWNERSHIP. (a) Amount Beneficially Owned: NEA IV is the record owner of 2,523,109 shares of Common Stock (the "NEA IV Shares") as of December 31, 2000. Spectra is the record owner of 440,199 shares of Common Stock as of December 31, 1999 (the "Spectra Shares"). As the sole general partner of NEA IV, NEA Partners IV may be deemed to own beneficially the NEA IV Shares. As a general partner of Spectra, NEA Spectra Partners may be deemed to own beneficially the Spectra Shares. By virtue of their relationship as affiliated limited partnerships, certain of whose general partners share some of the same individual general partners, each Fund and GPLP may be deemed to share the power to direct the disposition and vote of the NEA IV Shares and the Spectra Shares, for an aggregate of 2,963,308 shares (the "Record Shares"). By virtue of their relationship as affiliated limited partnerships, who have overlapping individual general partners, each GPLP may be deemed to share the power to direct the disposition and vote of the Record Shares. Page 2 of 12 Pages - ------------------- ------------------ CUSIP NO. 64115J106 13G PAGE 3 OF 12 PAGES - ------------------- ------------------ As individual general partners of each of the GPLPs, Bond, Kramlich, Marks and Newhall may be deemed to own beneficially all of the Record Shares. As individual general partners of NEA Partners IV, which is the sole general partner of NEA IV, Dorman and McConnell may be deemed to own beneficially the NEA IV Shares. SEA, SOUTHWEST PARTNERS, PROTHRO, AND BONSAL HAVE CEASED TO OWN BENEFICIALLY MORE THEN FIVE PERCENT (5%) OF THE OUTSTANDING COMMON STOCK OF NETSOLVE, INCORPORATED. (b) Percent of Class: Kramlich: 23.3%. The Funds, GPLPs, Bond and Newhall: 23.0%. Marks: 22.0%. Dorman and McConnell: 19.6%. The foregoing percentages are calculated based on the 12,887,000 shares of Common Stock reported to be outstanding in the Quarterly Report on Form 10-Q of NetSolve, Incorporated for the quarter ended September 30, 2000. (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 37,672 shares for Kramlich, 12,737 shares for Newhall, 1,698 shares for Dorman and McConnell. (ii) shared power to vote or to direct the vote: 2,963,308 shares for the Funds, GPLPs, Bond, Kramlich, Marks and Newhall. 2,523,109 shares for Dorman and McConnell. (iii) sole power to vote or to direct the vote: 37,672 shares for Kramlich. 12,737 shares for Newhall. 1,698 shares for Dorman and McConnell. (iv) shared power to dispose or to direct the disposition of: 2,963,308 shares for the Funds, GPLPs, Bond, Kramlich, Marks and Newhall. 2,523,109 shares for Dorman and McConnell. Each Reporting Person disclaims beneficial ownership of such shares of Common Stock except for the shares, if any, such Reporting Person holds of record. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS. Not applicable. All other items reported on the Schedule 13G dated as of February 11, 2000 and filed on behalf of the Reporting Persons with respect to the Common Stock of NetSolve, Incorporated remain unchanged. Page 3 of 12 Pages - ------------------- ------------------ CUSIP NO. 64115J106 13G PAGE 4 OF 12 PAGES - ------------------- ------------------ SIGNATURE After reasonable inquiry and to the best of its knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct. Date: February 12th, 2001 NEW ENTERPRISE ASSOCIATES IV, LIMITED PARTNERSHIP By: NEA PARTNERS IV, LIMITED PARTNERSHIP By: * ------------------------------ Charles W. Newhall III General Partner NEA PARTNERS IV, LIMITED PARTNERSHIP By: * ---------------------------------- Charles W. Newhall III General Partner SPECTRA ENTERPRISE ASSOCIATES, LIMITED PARTNERSHIP By: NEA SPECTRA PARTNERS, LIMITED PARTNERSHIP By: * ------------------------------ Charles W. Newhall III General Partner NEA SPECTRA PARTNERS, LIMITED PARTNERSHIP By: * ---------------------------------- Charles W. Newhall III General Partner Page 4 of 12 Pages - ------------------- ------------------ CUSIP NO. 64115J106 13G PAGE 5 OF 12 PAGES - ------------------- ------------------ SOUTHWEST ENTERPRISE ASSOCIATES, LIMITED PARTNERSHIP By: NEA SOUTHWEST PARTNERS, LIMITED PARTNERSHIP By: * ------------------------------ Charles W. Newhall III General Partner NEA SOUTHWEST PARTNERS, LIMITED PARTNERSHIP By: * ---------------------------------- Charles W. Newhall III General Partner * - --------------------------------------- Cornelius C. Bond, Jr. * - --------------------------------------- Frank A. Bonsal, Jr. * - --------------------------------------- C. Richard Kramlich * - --------------------------------------- Arthur J. Marks * - --------------------------------------- Thomas C. McConnell * - --------------------------------------- Charles W. Newhall III * - --------------------------------------- C. Vincent Prothro Page 5 of 12 Pages - ------------------- ------------------ CUSIP NO. 64115J106 13G PAGE 6 OF 12 PAGES - ------------------- ------------------ *By: /s/ Nancy L. Dorman ------------------------------------ Nancy L. Dorman, in her individual capacity and as Attorney-in-Fact - -------------------------------------------------------------------------------- This Schedule 13G was executed by Nancy L. Dorman pursuant to Power of Attorney filed with the Securities and Exchange Commission on February 13, 1992 in connection with a Schedule 13G for Advanced Interventional Systems Inc., which Power of Attorney is incorporated herein by reference and a copy of which is attached hereto as Exhibit 2. Page 6 of 12 Pages - ------------------- ------------------ CUSIP NO. 64115J106 13G PAGE 7 OF 12 PAGES - ------------------- ------------------ Exhibit 1 --------- AGREEMENT Pursuant to Rule 13d-1(f)(1) under the Securities Exchange Act of 1934, the undersigned hereby agree that only one statement containing the information required by Schedule 13G need be filed with respect to the ownership by each of the undersigned of shares of Common Stock of NetSolve, Incorporated. EXECUTED as a sealed instrument this 12th day of February, 2001. NEW ENTERPRISE ASSOCIATES IV, LIMITED PARTNERSHIP By: NEA PARTNERS IV, LIMITED PARTNERSHIP By: * ------------------------------ Charles W. Newhall III General Partner NEA PARTNERS IV, LIMITED PARTNERSHIP By: * ---------------------------------- Charles W. Newhall III General Partner SPECTRA ENTERPRISE ASSOCIATES, LIMITED PARTNERSHIP By: NEA SPECTRA PARTNERS, LIMITED PARTNERSHIP By: * ------------------------------ Charles W. Newhall III General Partner NEA SPECTRA PARTNERS, LIMITED PARTNERSHIP By: * ---------------------------------- Charles W. Newhall III General Partner Page 7 of 12 Pages - ------------------- ------------------ CUSIP NO. 64115J106 13G PAGE 8 OF 12 PAGES - ------------------- ------------------ SOUTHWEST ENTERPRISE ASSOCIATES, LIMITED PARTNERSHIP By: NEA SOUTHWEST PARTNERS, LIMITED PARTNERSHIP By: * ------------------------------ Charles W. Newhall III General Partner NEA SOUTHWEST PARTNERS, LIMITED PARTNERSHIP By: * ---------------------------------- Charles W. Newhall III General Partner * - --------------------------------------- Cornelius C. Bond, Jr. * - --------------------------------------- Frank A. Bonsal, Jr. * - --------------------------------------- C. Richard Kramlich * - --------------------------------------- Arthur J. Marks * - --------------------------------------- Thomas C. McConnell * - --------------------------------------- Charles W. Newhall III * - --------------------------------------- C. Vincent Prothro Page 8 of 12 Pages - ------------------- ------------------ CUSIP NO. 64115J106 13G PAGE 9 OF 12 PAGES - ------------------- ------------------ *By: /s/ Nancy L. Dorman ------------------------------------ Nancy L. Dorman, in her individual capacity and as Attorney-in-Fact - -------------------------------------------------------------------------------- This Schedule 13G was executed by Nancy L. Dorman pursuant to Power of Attorney filed with the Securities and Exchange Commission on February 13, 1992 in connection with a Schedule 13G for Advanced Interventional Systems Inc., which Power of Attorney is incorporated herein by reference and a copy of which is attached hereto as Exhibit 2. Page 9 of 12 Pages - ------------------- ------------------- CUSIP NO. 64115J106 13G PAGE 10 OF 12 PAGES - ------------------- ------------------- Exhibit 2 --------- POWER OF ATTORNEY KNOW ALL MEN BY THESE PRESENTS, that each person whose signature appears below hereby constitutes and appoints Nancy L. Dorman and Charles W. Newhall III, and each of them, with full power to act without the other, his true and lawful attorney-in-fact, with full power of substitution, to sign any and all instruments, certificates and documents that may be necessary, desirable or appropriate to be executed on behalf of himself as an individual or in his capacity as a general partner of any partnership, pursuant to section 13 or 16 of the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and any and all regulations promulgated thereunder, and to file the same, with all exhibits thereto, and any other documents in connection therewith, with the Securities and Exchange Commission, and with any other entity when and if such is mandated by the Exchange Act or by the By-laws of the National Association of Securities Dealers, Inc., granting unto said attorney-in-fact full power and authority to do and perform each and every act and thing necessary, desirable or appropriate, fully to all intents and purposes as he might or could do in person, thereby ratifying and confirming all that said attorney-in-fact, or his substitutes, may lawfully do or cause to be done by virtue hereof. IN WITNESS WHEREOF, this Power of Attorney has been signed as of the 23rd day of April, 1991. /s/ Raymond L. Bank -------------------------------- Raymond L. Bank /s/ Thomas R. Baruch -------------------------------- Thomas R. Baruch /s/ Cornelius C. Bond, Jr. -------------------------------- Cornelius C. Bond, Jr. /s/ Frank A. Bonsal, Jr. -------------------------------- Frank A. Bonsal, Jr. /s/ James A. Cole -------------------------------- James A. Cole Page 10 of 12 Pages - ------------------- ------------------- CUSIP NO. 64115J106 13G PAGE 11 OF 12 PAGES - ------------------- ------------------- /s/ Nancy L. Dorman -------------------------------- Nancy L. Dorman /s/ Neal M. Douglas -------------------------------- Neal M. Douglas /s/ John W. Glynn, Jr. -------------------------------- John W. Glynn, Jr. /s/ Curran W. Harvey -------------------------------- Curran W. Harvey /s/ Ronald Kase -------------------------------- Ronald Kase /s/ C. Richard Kramlich -------------------------------- C. Richard Kramlich /s/ Robert F. Kuhling -------------------------------- Robert F. Kuhling /s/ Arthur J. Marks -------------------------------- Arthur J. Marks /s/ Thomas C. McConnell -------------------------------- Thomas C. McConnell /s/ Donald L. Murfin -------------------------------- Donald L. Murfin /s/ H. Leland Murphy -------------------------------- H. Leland Murphy Page 11 of 12 Pages - ------------------- ------------------- CUSIP NO. 64115J106 13G PAGE 12 OF 12 PAGES - ------------------- ------------------- /s/ John M. Nehra -------------------------------- John M. Nehra /s/ Charles W. Newhall III -------------------------------- Charles W. Newhall III /s/ Terry L. Opdendyk -------------------------------- Terry L. Opdendyk /s/ Barbara J. Perrier -------------------------------- Barbara J. Perrier /s/ C. Vincent Prothro -------------------------------- C. Vincent Prothro /s/ C. Woodrow Rea, Jr. -------------------------------- C. Woodrow Rea, Jr. /s/ Howard D. Wolfe, Jr. -------------------------------- Howard D. Wolfe, Jr. /s/ Nora M. Zietz -------------------------------- Nora M. Zietz Page 12 of 12 Pages -----END PRIVACY-ENHANCED MESSAGE-----